Cycle Course List
Compliance Type
For CSI - Canadian Securities Institute



Records - 1 to 20 of 78
Records per page
ID Course Name CE
Credits
Format Previous
Cycle ID
005006
Anti Money laundering & Terrorist Financing for Banking Professionals
2.00
On-line
3171
005008
Anti Money Laundering & Terrorist Financing for Insurance Professionals
2.00
On-line
3173
005369
Anti Money Laundering & Terrorist Financing for Securities Professionals
3.00
On-line
3314
005129
Applied Investment Dealer Compliance
9.00
On-line
3295
004993
Branch Managers Course (BMC)
12.00
3158
007154
Bringing New Issues to Market
3.00
On-line
005051
Broker Liability
3.00
3216
005010
Canadian Commodity Supervisors Exam (CCSE)
12.00
3175
007155
Canadian OTC Derivatives Market Reform
3.00
On-line
007951
CE Compliance Cycle 6 - Trapeze Capital Corporation
12.00
On-line
008315
CE Compliance Cycle 6 Program - Corporate
12.00
On-line
008316
CE Compliance Cycle 6 Program - ITG
12.00
On-line
008311
CE Compliance Cycle 7 - Institutional RBC
10.00
On-line
008310
CE Compliance Cycle 7 - Investment Representative - RBC
10.00
On-line
008309
CE Compliance Cycle 7 - Retail RR - Management - RBC
10.00
On-line
005068
CE Compliance Program - Cycle 6
12.00
3233
007943
CE Cycle 6 Compliance Program for Brookfield
12.00
On-line
005017
CE Ethics Course, Institutional Version
12.00
On-line
3182
005018
CE Ethics Course, Retail Version
12.00
On-line
3183
005368
Chief Compliance Officer's Qualifying Examination
12.00
3313