Cycle Course List
Compliance Type
For CSI - Canadian Securities Institute



Records - 1 to 20 of 67
Records per page
ID Course Name CE
Credits
Format Previous
Cycle ID
010797
AML and Beneficial Ownership
2.50
On-line
10695
010410
Anti Money laundering & Terrorist Financing for Banking Professionals
2.00
On-line
8405
010601
Anti Money Laundering & Terrorist Financing for Securities Professionals
3.00
On-line
8479
010447
Applied Investment Dealer Compliance
9.00
On-line
8443
010542
Best Execution for Institutional Registrants
5.00
On-line
8915
010540
Best Execution for Investment Representatives
5.00
On-line
8913
010398
Branch Managers Course (BMC)
10.00
8393
010492
Bringing New Issues to Market
3.00
On-line
8517
010412
Canadian Commodity Supervisors Exam (CCSE)
10.00
8407
010493
Canadian OTC Derivatives Market Reform
3.00
On-line
8518
010710
CE Compliance Cycle 8 - Retail Management - RBC
10.00
On-line
010711
CE Compliance Cycle 8 – Institutional – RBC
10.00
On-line
010709
CE Compliance Cycle 8 – Retail RR and IR – RBC
10.00
On-line
010374
CE Compliance Cycle 8 for TD Direct Investing
10.00
On-line
010708
CE Compliance Cycle 8 for TD Securities
10.00
On-line
010707
CE Compliance Cycle 8 for TD Wealth Management
10.00
On-line
011184
CE Compliance Program -Cycle 8
10.00
On-line
010415
CE Ethics Course, Retail Version
10.00
On-line
8410
010600
Chief Compliance Officer's Qualifying Examination
10.00
8478
010401
Chief Financial Officers Qualifying Examination (CFO)
10.00
8396